Management system guidance

Improvement

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Key benefits of improvement

Successful organizations have an ongoing focus on improvement. Improvement may arise from changes in performance, or reacting to changes in internal and external conditions that create new opportunities for improvement. Typical benefits of applying the improvement principle include:

  1. Improved performance, capability and customer satisfaction;
  2. Focus on root-cause investigation and corrective action;
  3. Enhanced ability to anticipate and react to internal and external risks and opportunities;
  4. Enhanced consideration of both incremental and breakthrough improvement;
  5. Improved use of learning for improvement;
  6. Enhanced drive for innovation.

The following actions will help promote the concept of improvement:

  1. Establishing improvement objectives throughout the organization;
  2. Training workers throughout the organization on how to apply basic tools and methodologies to achieve improvement objectives;
  3. Ensuring workers are competent to successfully promote and complete improvement projects;
  4. Developing processes to implement improvement projects;
  5. Tracking, reviewing and auditing the planning, implementation, completion and results of improvement projects;
  6. Integrating improvement considerations into the development of new/modified products, services and processes;
  7. Recognizing and acknowledging improvement.

Improvement in ISO 9000:2026 and ISO 9001:2026

ISO 9000:2026 treats continual improvement as a fundamental concept and adds innovation and change management to its additional concepts. Improvement is therefore not only about fixing problems; it also covers planned change, new ideas and breakthrough developments.

ISO 9001:2026 restructures its improvement requirements to match. The clauses most closely linked to this principle are:

  1. Clause 10.1 Continual improvement - the old clauses 10.1 and 10.3 are merged. Use the results of monitoring, measurement, analysis and evaluation, and of management review, to determine opportunities, then address them as part of continual improvement. Improvement can be incremental or breakthrough, and can involve innovation or reorganization;
  2. Clause 10.2 - correcting nonconformities and removing their causes so they do not recur;
  3. Clause 6.1.3 - a new clause for determining, analysing and evaluating opportunities and planning actions to pursue them;
  4. Clause 6.3 - planning changes to the QMS, now also covering communication of changes, how effectiveness will be monitored and evaluated, and how results will be reviewed;
  5. Clause 5.3 and Clause 9.3 - reporting opportunities for improvement to top management, and reviewing them as a management review input.

More information on quality management principles

Customer focus Meeting customer requirements, exceeding expectations and customer experience
Process approach Plan, Do, Check, Act (PDCA), sequence and interaction, inputs, activities and outputs
Leadership Establishing strategic direction, purpose and a quality culture
Engagement of people Competence, knowledge, empowerment and quality culture
Evidence‐based decision making Data analysis, process performance assessment, and risk-based thinking
Relationship management Maintaining relationships with interested parties and providers in the supply chain
 

More information on PDCA

Planning

Context

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
4.1 Organizational Context 4.1 Organizational Context 4.1 Organizational Context
4.2 Relevant Interested Parties 4.2 Relevant Interested Parties 4.2 Workers & Interested Parties
4.3 Management System Scope 4.3 EMS Scope 4.3 OH&S Management System Scope
4.4 QMS Processes 4.4 Environmental Management System 4.4 OH&S Management System

Planning

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
5.1 Leadership & Commitment 5.1 Leadership & Commitment 5.1 Leadership & Commitment
5.2 Quality Policy 5.2 Environmental Policy 5.2 OH&S Policy
5.3 Roles, Responsibilities & Authorities 5.3 Roles, Responsibilities & Authorities 5.3 Roles, Responsibilities & Authorities
    5.4 Consultation & Participation

Support

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
6.1 Risks & Opportunities (6.1.1–6.1.3) 6.1.1 Risks & Opportunities - General 6.1.1 Risks & Opportunities - General
6.2.1 Quality Objectives 6.1.2 Environmental Aspects 6.1.2 Hazard Identification & Assessment
6.2.2 Planning to Achieve Objectives 6.1.3 Compliance Obligations 6.1.3 Legal & Other Requirements
6.3 Planning of Changes 6.1.4 Risks & Opportunities 6.1.4 Planning Action
  6.1.5 Planning Action 6.2.1 OH&S Objectives
  6.2.1 Environmental Objectives 6.2.2 Planning to Achieve Objectives
  6.2.2 Planning to Achieve Objectives  
  6.3 Planning of Changes  
 

Doing

Support

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
7.1 Resources 7.1 Resources 7.1 Resources
7.2 Competence 7.2 Competence 7.2 Competence
7.3 Awareness 7.3 Awareness 7.3 Awareness
7.4 Communication 7.4.1 Communication - General 7.4.1 Communication - General
7.5 Documented Information 7.4.2 Internal Communication 7.4.2 Internal Communication
  7.4.3 External Communication 7.4.3 External Communication
  7.5 Documented Information 7.5 Documented Information

Operations

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
8.1 Operational Planning & Control 8.1 Operational Planning & Control 8.1.1 General
8.2 Customer Requirements 8.2 Emergency Preparedness & Response 8.1.2 Eliminating Hazards
8.3 Design & Development   8.1.3 Management of Change
8.4 Purchasing   8.1.4 Procurement
8.5 Product & Service Provision   8.2 Emergency Preparedness
8.6 Release of Products & Services    
8.7 Nonconforming Outputs    
 

Checking

Monitoring, measurement, analysis and evaluation

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
9.1 Monitoring & Measurement 9.1.1 Performance Evaluation 9.1.1 Performance Evaluation
9.2 Internal Audit 9.1.2 Evaluation of Compliance 9.1.2 Evaluation of Compliance
9.3 Management Review 9.2 Internal Audit 9.2 Internal Audit
  9.3 Management Review 9.3 Management Review
 

Acting

Improvement

ISO 9001:2026
ISO 14001:2026
ISO 45001:2018
10.1 Continual Improvement 10.1 Continual Improvement 10.1 Improvement - General
10.2 Nonconformity & Corrective Action 10.2 Nonconformity & Corrective Action 10.2 Incident, Nonconformity & Corrective Action
    10.3 Continual Improvement
 

How to apply the latest quality management principles

The latest and current quality management principles (QMPs), stated in ISO 9000:2026, are intended to provide the foundation by which any organization can continually improve its performance.

You can learn to apply the latest quality management principles in the context of your business's own particular operations by reviewing and documenting its activities in the context of each quality management principle.

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Free PDCA guidance

ISO Navigator™ is our FREE online training tool that shows you how to apply the principles of PDCA to your operations. We also offer many helpful templates that get you on the road to documenting your management system, please visit the download page.